One of the extraordinary but not widely known tales of American invention is the story of FM or frequency-modulation radio. No major invention of recent times has had a longer, harder, more heroic struggle for existence than this system of high-fidelity broadcasting. Today [1969], some 35 years after its conception, FM finally has won legal and historical vindication of such magnitude as to lay to rest any doubts as to its authenticity and great worth. This is a fitting occasion, therefore, for reissuing this life of the inventor, which was first published shortly after his despairing death by suicide in 1954, and which is now brought triumphantly up to date.  |
| The Houck Collection |
| On May 15, 1923, opening day of RCA's Radio Broadcast Central, Armstrong couldn't resist climbing the tower atop the RCA building. |
FM was conceived about 1933 by Edwin Howard Armstrong, a noted professor of engineering at Columbia University and a recognized genius in electronic circuitry. He had contributed to early radio two basic circuits, the regenerative or feedback circuit and the superheterodyne, which are still at the heart of nearly all modern radio-television transmitters and receivers. When he sought permission in 1935, however, to erect an experimental FM station to demonstrate the unusual qualities of his new radio system, he ran into a stone wall. The Federal Communications Commission dismissed FM out of hand as "a visionary development," and denied him a permit. The standard radio networks operating on AM or amplitude modulation were equally indifferent. "Who needs a second method of broadcasting?" they said. It took Armstrong nearly five years to get his experimental station constructed, after threatening to take his invention to a foreign country. Though FM proved to be as remarkable a new system of broadcasting as its inventor claimed, still, for nearly another quarter of a century, it was blocked by one regulatory device or another from reaching its free, full-throated development. What sustained FM through these years of commercial opposition and regulatory complicity was the fact that it was indeed a superior system of broadcasting, aurally and technically, to all who had ears to hear. The most striking demonstration, then as now, was to hear an FM program coming in crystal clear through a clatter of thunderstorms and electrical disturbances that turned ordinary radio reception into a nightmare of shattering discharges and steady background noise like frying eggs. In addition to its noise-suppression qualities, the wide-swinging FM wave also was capable of carrying the full frequency range of sound perceptible to the human ear, giving it a depth and naturalness unknown to ordinary AM radio. Over the years, these qualities attracted a constantly growing band of discriminating listeners and dedicated FM broadcasters, the most persevering of which came to form the National Association of FM Broadcasters to promote FM's independent development.
Vindication for FM
By 1960--tragically too late for the inventor to witness it--the tide began to turn for FM. For one thing, the FCC began to right some of the inequities. In 1961 it authorized the use of a split-band system of stereophonic broadcasting over FM channels, a technique whose underlying feasibility Armstrong had demonstrated in an historic multiplexing experiment as early as 1934. It further enhances FM's superior sound. This development, plus normal cumulative growth, has pushed FM to new heights. Some fifty million radio sets equipped with FM are now in use in the US, and this number is expected soon to exceed those with AM reception only. The number of FM stations on the air now reaches some 1,700, offering a wide range of programs, and their sale price steadily rises, indicating a marked economic change for the better. The fact is that FM was technically ready and waiting to further the current revolution in stereophonic disc and tape recording and in sophisticated listening.
Meanwhile, FM has moved upward and onward in other directions. Earlier, it had swept the field of mobile radio, such as that employed in police, emergency, and military field communications, where FM's low power requirements and noise reduction made it outstanding. FM also came to dominate microwave relay operations, the system by which TV network programs, multiple telephone messages, and private communications are beamed cross-country from a series of towers spaced about 30 miles apart. More recently FM has sparked a newer form of microwave system known as tropospheric scatter communications, which allows spacing of towers up to 600 miles apart and is now widely used in building highly secure US military communication systems around the world. Finally, from the launching of the first US earth-orbiting space satellite, FM has taken the lead in satellite communications. From this position, FM is likely to have a profound impact on all radio-TV communications through the rest of the century.
The greatest achievement of these later years is the total personal vindication they have brought to the inventor. At his death, Howard Armstrong was in the midst of a mammoth, seemingly hopeless legal battle with a potent group of radio manufacturers who had refused to recognize him as the inventor of wideband FM, and who were attempting to break his patents and evade all payment of royalties for their widespread use of the invention. With great canniness, loyalty and perseverance, his widow, Marion Armstrong, and his attorney, Dana M. Raymond, quietly continued the battle. Late in 1967, nearly 15 years later, they won the last of a long line of infringement suits, winning 21 out of 21 entered, for perhaps the most unprecedented string of legal vindications ever obtained for an inventor. It is an extraordinary ending for an extraordinary career.
The boy in the attic
The career of Edwin Howard Armstrong began traditionally enough, about the turn of the century, in an attic. It was a large and comfortable room at the top of a big, gray Victorian house in Yonkers, New York, with turret and porches overlooking a wide sweep of the Hudson River and one of the better-class neighborhoods of the time, but an attic nevertheless.
 The Houck Collection | In 1947, Armstrong visits his boyhood bedroom in Yonkers. Armstrong discovered regeneration, the first of his many inventions for radio broadcasting, in this room in 1912. |
By then it was deeply rooted in the American legend that all great inventors began thus. In just such a homely room a man alone might, with the aid of only his own two hands, luck and native intelligence, come upon a new idea that would not only make his fortune but move the world. Thomas Edison had begun his experiments in an unused corner of his family's farm cellar. The young Wright brothers, Wilbur and Orville, were even then building a gliding machine in a room behind their small bicycle shop in Dayton, Ohio, from which they were to go on to make the first powered flight in a heavier-than-air machine at Kitty Hawk, North Carolina, in 1903. Everywhere in odd corners of the land, boys of a curious bent were tinkering over makeshift apparatus and work tables, absorbed in pursuit of the American dream. The boy in the attic in Yonkers was spending most of his days and nights fiddling with a telegraph key and wireless contraption.
Years later, when he had made his mark as the single most important inventor of modern radio, Howard Armstrong was persuaded to return to his attic to pose for a picture. The room had been kept intact by the family, locked and inviolate, as most of the things in his life were preserved. Indeed, the key to the room could not be found, and Armstrong, always a man of direct action, insisted on climbing out on the steep roof from an adjoining room and inching himself along a narrow, precarious gutter to force a window into his old sanctum. He had always liked to climb about high and dangerous places, and probably had been all over the roof as a boy. Except for the dust of years and fallen plaster, the attic room was as he had left it in his early manhood. An old cast-iron bed stood in the center. Old desks and tables lined the walls. A litter of dusty filing cases, chests, papers, old storage batteries and the crude "breadboard" circuits of his early experiments covered all the surfaces and the bed. No attempt was made to tidy the picture. Armstrong posed gently in the center of it, under the sloping ceiling, a tall man, bald and past his prime, glancing at a long-forgotten paper with a look of stoic pride and brooding intelligence on his mobile features.
An inventor ideal
d picture, for behind it moved a strange and turbulent life. The inventor had made his fortune, as the legend had foretold. He had won medals, honors and encomiums for his inventions that even then were filling the world with music, sound and the miraculously instantaneous transmission of human intelligence. His basic contributions to radio were three, and together they constituted major landmarks and much of the history of radio. The first was the regenerative or feedback circuit (1912), which took wireless telegraphy out of the spark-gap, crystal-detector stage into the radio era of amplified sound. The second was the superheterodyne circuit (1918), which underlies all modern radio and radar reception. The third and subtlest conception of all was the wide-band frequency modulation or FM radio (1933), a nearly static-free system of high-fidelity broadcasting that revolutionized the reproduction of sound and opened a development in communications and the auditory arts that is not yet ended. A fourth invention, known as superregeneration, made in 1922, but not widely used, may yet prove as basic as these three.
But the inventor had wanted something more, something hard to define. A perfection, perhaps, not attainable in this life, or some non-material fulfillment only suggested in his early yearnings, or perhaps simply justice. Hardly any of his victories had been clear-cut or generously conceded. Long after they seemed safely won, they had been dogged by ill-luck and malicious detraction. Between the rather simple dreams of the boy in the attic and the long thoughts of the man who stood there for his portrait, something of a changed and wounding nature had happened to the American dream.
The world had grown exceedingly complex. More and more the individual inventor was being overshadowed by the mounting establishments of science and by large technical corporations pursuing organized research with teams of investigators and battalions of patent lawyers. The old American idea of a simpler day that all creativeness and ultimate power resides in the individual was being shuffled out of the way. Armstrong grew up just as the big industrial laboratories were spreading. Most of his life was spent in heroic defiance of their overweening claims. He fought hard and stubbornly to maintain his independence, with a sense of integrity sometimes painful in its extremes. At times his life appeared all fury and fractiousness. Nearly half of it was spent in the law courts in some of the longest, most notable and acrimonious patent suits of the era. Under these pressures, Armstrong became a complex man, shy yet aggressive, worldly yet never losing a certain original naivety, the charm and mystery of genius. At the end he knew that he was fighting an implacable turn of events. The day of the lone attic inventor was waning. He was among the last of the breed.
A man against his time
Armstrong's working life spanned a half-century of change more rapid and violent than almost any like period in history. Even those who have lived through it find that it requires a feat of memory to cast themselves back into the world of 50 years ago, so remote does it appear in time. Almost none of the now commonplace apparatus of modern life--the internal combustion engine, the airplane, the motion picture, the electric motor and dynamo, and all their appurtenances--had yet appeared in force to give the new century its peculiar shape and tempo. Within a few short years, however, the accumulated discoveries of the nineteenth century debouched a stream of inventions that suddenly contracted all time and distance and unleashed on the world an unprecedented range of new powers. New industries sprang up on these inventions and swiftly grew to giant size. Invariably, each new invention was hailed as a new instrument to draw the world closer together in trade and amity. This early optimism soon proved shallow and the hopes of a better, more rationally organized world mostly vain. No age suffered a more precipitous drop into disillusionment. But, in a sense never before experienced, the spate of physical change in the first half of the twentieth century more deeply transmuted the world and the possibilities of human life in it than any previous force in history.
Ironically, Howard Armstrong was one of the leading architects of this change, laying the groundwork for that system of mass communications and the control of large forces by a tiny flow of electrons that are characteristic of the age. Radio and electronic techniques came to be the impalpable nerve fibers of a century moving ever faster over the earth, in the water and through the air, complementing and accelerating this mechanization and influencing every aspect of life. Though he carried over some of the ideas and viewpoints of a previous era, Armstrong was almost wholly a man of this century and intimately embroiled in it.
 |
| Armstrong Family Archives |
| Armstrong and his wife Marion. |
Try as he might, Armstrong could not mold himself into the patriarchal image of an Alexander Graham Bell, an Eli Whitney, a Samuel F.B. Morse, a Thomas Edison, inventors of an earlier, individualistic age whose composed features stare at us equanimously from textbooks with the grave directness of trademarks or household gods. He was of a different stamp, modern, over-specialized, sensitive. The age was not conducive to either composure or security. Almost nothing in his manner or appearance suggested the popular, assured figure of a great inventor. With his smooth round head, bald almost from youth, and his powerful big frame, almost invariably clothed in conservative business suits, the uniform of the age, he might have been taken for a banker or any anonymous businessman. Only when his reserve was pierced was it possible to glimpse the driving force of his mind. From time to time, Armstrong's battles and exploits drew the attention of the press, but some quality in the man or in the times withheld from him that instant recognition that is fame, fleeting or enduring. He was not indifferent to fame, and that, in the end, was part of the hurt. Though his inventions were fully as great as those of his predecessors, no touch of folk myth came to make of him a hero. The loud floods of advertisement passed him by. His name and figure tended always to slip into the background, in the constant stream of new developments, most of them far less basic than his own. Probably no great American inventor of recent times is less popularly known or understood.
The times are not propitious for the recognition of great, rebellious or unorthodox talent. They are never too hospitable, but rarely have they been so bad as at present. Large impersonal forces are loose in the world, in this country as in more tyrannous parts of the globe, sweeping aside the individual of high merit in pursuit of some new corporate, collective and conformist destiny. These forces, and other ills more personal, crushed Armstrong in the end, as they are crushing others. But not before he had lived a full life of great significance and poignancy for the times.